Docx mẫu 01b đánh giá e-hsdt thông tư 5 2023
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Nghị định số 29/2021/NĐ-CP ngày 26/3/2021 của Chính phủ quy định về trình tự, thủ tục thẩm định dự án quan trọng quốc gia và giám sát, đánh giá đầu tư và Thông tư 05/2023/TT-BKHĐT ngày 30/6/2023 của Bộ Kế hoạch và Đầu tư quy định về mẫu báo cáo giám sát, đánh giá đầu tư. Show Sở Kế hoạch và Đầu tư thông báo đến các Nhà đầu tư các dự án sử dụng nguồn vốn khác lập và gửi cơ quan đăng ký đầu tư và cơ quan đầu mối thực hiện công tác giám sát, đánh giá đầu tư của địa phương nơi thực hiện dự đầu tư các loại báo cáo theo thời hạn quy định tại Điều 100, Nghị định số 29/2021/NĐ-CP ngày 26/3/2021 của Chính phủ quy định về trình tự, thủ tục thẩm định dự án quan trọng quốc gia và giám sát, đánh giá đầu tư như sau: - Gửi Báo cáo giám sát, đánh giá định kỳ 6 tháng (trước ngày 10 tháng 7 của năm báo cáo) – Mẫu số 13 và Mẫu số 17 ban hành kèm Thông tư 05/2023/TT-BKHĐT ngày 30/6/2023 của Bộ Kế hoạch và Đầu tư. - Gửi Báo cáo giám sát, đánh giá định kỳ cả năm (trước ngày 10 tháng 02 năm sau) - Mẫu số 13 và Mẫu số 17 ban hành kèm Thông tư 05/2023/TT-BKHĐT ngày 30/6/2023 của Bộ Kế hoạch và Đầu tư. - Gửi Báo cáo giám sát, đánh giá trước khi điều chỉnh dự án đầu tư (trường hợp Nhà đầu tư/Tổ chức kinh tế thực hiện dự án đăng ký điều chỉnh dự án đầu tư) – Mẫu số 15 ban hành kèm Thông tư 05/2023/TT-BKHĐT ngày 30/6/2023 của Bộ Kế hoạch và Đầu tư. * Ghi chú: - Về Biểu mẫu Báo cáo giám sát, đánh giá đầu tư (đính kèm) - Về hình thức nộp Báo cáo: + Báo cáo giám sát, đánh giá định kỳ 6 tháng, cả năm: Nộp trực tiếp về Văn phòng Sở Kế hoạch và Đầu tư TPHCM – Số 32, Đường Lê Thánh Tôn, Phường Bến Nghé, Quận 1 (ghi chú: Trường hợp Nhà đầu tư/Tổ chức kinh tế thực hiện dự án có nhu cầu đóng dấu đến của Văn phòng Sở vào Báo cáo để thuận tiện cho việc lưu trữ của Công ty, vui lòng đem theo 02 bản khi đến nộp trực tiếp). + Báo cáo giám sát, đánh giá trước khi điều chỉnh dự án đầu tư: Nộp kèm theo hồ sơ điều chỉnh dự án đầu tư. Trong quá trình thực hiện, trường hợp có vướng mắc, khó khăn, đề nghị quý Công ty liên hệ chị Nguyễn Thị Hoa Cúc, số điện thoại: 0938.239.029 hoặc gửi mail đến địa chỉ email: Số hiệu: 05/2023/TT-BKHĐT Loại văn bản: Thông tư Nơi ban hành: Bộ Kế hoạch và Đầu tư Người ký: Nguyễn Chí Dũng Ngày ban hành: 30/06/2023 Ngày hiệu lực:Đã biết Ngày công báo: Đã biết Số công báo: Đã biết Tình trạng:Đã biết Quy định về cập nhật thông tin, báo cáo của chủ đầu tư, chủ dự án thành phầnNgày 30/6/2023, Bộ KH&ĐT ban hành Thông tư 05/2023/TT-BKHĐT quy định về mẫu báo cáo giám sát, đánh giá đầu tư; chế độ báo cáo trực tuyến và quản lý vận hành hệ thống thông tin về giám sát, đánh giá đầu tư chương trình, dự án đầu tư sử dụng vốn nhà nước. Quy định về cập nhật thông tin, báo cáo của chủ đầu tư, chủ dự án thành phần(1) Khi chương trình, dự án được phê duyệt đầu tư: Cập nhật thông tin chương trình, dự án theo Quyết định chủ trương đầu tư, Quyết định đầu tư vào Hệ thống trong vòng 07 ngày làm việc kể từ ngày được quyết định/chấp thuận chủ trương đầu tư, quyết định đầu tư. (2) Trong quá trình thực hiện: - Khi có điều chỉnh hoặc phát sinh những nội dung quy định tại điểm b khoản 4 Điều 101 Nghị định 29/2021/NĐ-CP thì phải cập nhật các thông tin thay đổi vào Hệ thống chậm nhất là 07 ngày làm việc kể từ khi được cấp có thẩm quyền phê duyệt những nội dung điều chỉnh hoặc phát sinh. - Định kỳ vào ngày 25 hằng tháng cập nhật các thông tin về: giá trị khối lượng thực hiện tại hiện trường và giá trị giải ngân; hình ảnh hoặc phim về hiện trạng thi công tại hiện trường đối với các dự án có cấu phần xây dựng. (3) Khi kết thúc chương trình, dự án: thực hiện cập nhật thông tin quyết toán dự án theo Quyết định phê duyệt quyết toán trong vòng 07 ngày làm việc kể từ ngày được phê duyệt quyết toán. (4) Thực hiện đăng tải các văn bản sau trên Hệ thống trong vòng 07 ngày làm việc kể từ ngày được cấp có thẩm quyền phê duyệt, ban hành, phát hành (văn bản đăng tải trên Hệ thống phải được quét màu văn bản gốc/bản chính hoặc là văn bản điện tử có chữ ký số chuyên dùng Chính phủ), bao gồm: - Quyết định/Chấp thuận chủ trương đầu tư, Quyết định điều chỉnh chủ trương đầu tư (nếu có); - Quyết định đầu tư, Quyết định đầu tư điều chỉnh (nếu có); - Quyết định đầu tư, Quyết định đầu tư điều chỉnh (nếu có); - Quyết định phê duyệt thiết kế kỹ thuật hoặc thiết kế bản vẽ thi công, dự toán; Quyết định điều chỉnh thiết kế kỹ thuật hoặc thiết kế bản vẽ thi công, dự toán (nếu có); - Quyết định phê duyệt Kế hoạch lựa chọn nhà thầu, Quyết định phê duyệt điều chỉnh Kế hoạch lựa chọn nhà thầu (nếu có); - Báo cáo kết quả đánh giá; - Báo cáo kết quả kiểm tra; - Báo cáo giám sát, đánh giá dự án theo mục (5) sau đây. - Quyết định phê duyệt quyết toán. Ngoài những thông tin, báo cáo do chủ đầu tư, chủ dự án thành phần phải đăng tải theo quy định nói trên, khuyến khích các chủ đầu tư, chủ dự án thành phần đăng tải đầy đủ các văn bản theo các chức năng của Hệ thống thông tin nghiệp vụ. (5) Các báo cáo giám sát, đánh giá sau khi có đóng dấu hoặc có chữ ký số chuyên dùng Chính phủ đăng tải lên Hệ thống thông tin nghiệp vụ bao gồm: + Báo cáo giám sát, đánh giá định kỳ: 6 tháng, cả năm. Riêng báo cáo giám sát, đánh giá thực hiện đầu tư của chủ đầu tư, chủ dự án thành phần theo Phụ biểu 09 được tổng hợp từ thông tin trên Hệ thống thông tin nghiệp vụ từ các hợp đồng của dự án thuộc phạm vi quản lý; + Báo cáo giám sát, đánh giá trước khi điều chỉnh dự án đầu tư; + Báo cáo giám sát, đánh giá kết thúc đầu tư; + Báo cáo tổng hợp công tác giám sát, đánh giá hằng năm các chương trình, dự án đầu tư do mình quản lý. Thời hạn báo cáo theo quy định tại điểm a khoản 11 Điều 100 Nghị định 29/2021/NĐ-CP . (6) Định kỳ hằng năm báo cáo số liệu giám sát, đánh giá tổng thể đầu tư trên Hệ thống thông tin nghiệp vụ, bao gồm: + Tổng hợp thông tin từ các chương trình, dự án thuộc phạm vi quản lý đã có trên Hệ thống thông tin nghiệp vụ; + Rà soát, bổ sung thông tin báo cáo; + Gửi báo cáo số liệu. Thời hạn báo cáo theo quy định tại điểm a khoản 11 Điều 100 Nghị định 29/2021/NĐ-CP . Lưu ý: - Việc cập nhật thông tin, báo cáo trên Hệ thống thông tin nghiệp vụ theo quy định nêu trên thay thế cho việc báo cáo bằng văn bản giấy định kỳ của chủ đầu tư, chủ dự án thành phần theo quy định tại Nghị định 29/2021/NĐ-CP và Thông tư 05/2023/TT-BKHĐT . - Chủ đầu tư, chủ dự án thành phần không thực hiện đầy đủ chế độ báo cáo theo quy định nêu trên sẽ bị xử lý vi phạm theo quy định tại Điều 103 Nghị định 29/2021/NĐ-CP . Xem chi tiết nội dung tại Thông tư 05/2023/TT-BKHĐT có hiệu lực từ ngày 01/9/2023. MINISTRY OF PLANNING AND INVESTMENT OF VIETNAM ---- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness --- No. 05/2023/TT-BKHDT Hanoi, June 30, 2023 CIRCULAR INVESTMENT SUPERVISION AND EVALUATION REPORT FORMS; ONLINE REPORTING AND MANAGING OPERATION OF INFORMATION SYSTEM FOR INVESTMENT SUPERVISION AND EVALUATION OF PROGRAMS AND PROJECTS UTILIZING STATE FUNDING Pursuant to the Law on Public Investment dated June 13, 2019; Pursuant to the Law on Construction dated June 18, 2014; Pursuant to the Law on amendment to the Law on Construction dated June 17, 2020; Pursuant to the Law on Investment dated June 17, 2020; Pursuant to the Law on Investment in Public-Private Partnerships dated June 18, 2020; Pursuant to the Law on amendment to the Law on Public Investment, the Law on Investment in Public-Private Partnerships, the Law on Investment, the Law on Housing, the Law on Bidding, the Law on Electricity, the Law on Enterprises, the Law on Excise Tax, and the Law on Civil Judgment Enforcement dated January 11, 2022; ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Pursuant to Decree No. 29/2021/ND-CP dated March 26, 2021 of the Government on procedures for assessing projects of national importance and supervising, evaluating investment; Pursuant to Decree No. 89/2022/ND-CP dated October 28, 2022 of the Government on functions, tasks, powers, and organizational structures of Ministry of Planning and Investment; At request of Director of Department of Investment Supervision and Appraisal and Director of Information Technology and Digital Transformation Center; The Minister of Planning and Investment promulgates Circular on investment supervision and evaluation report forms; online reporting and managing operation of information system for investment supervision and evaluation of programs and projects utilizing state funding. Chapter I GENERAL PROVISIONS Article 1. Scope This Circular prescribes: 1. Investment supervision and evaluation report forms according to Decree No. 29/2021/ND-CP dated March 26, 2021 of the Government on procedures for evaluating projects of national importance and supervising, evaluating investment (hereinafter referred to as “Decree No. 29/2021/ND-CP”), other that outward investment projects. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2. Investment supervision and evaluation on professional information system for the purpose of supervising, evaluating investment programs and projects utilizing state funding, and managing operation of information system for supervision and evaluation of investment programs, projects utilizing state funding. Article 2. Regulated entities This Circular applies to organizations and individuals relating to the production and submission of report on investment supervision and evaluation. Article 3. Definitions 1. Information system for supervising and evaluating investment in investment programs and projects utilizing state funding (hereinafter referred to as “System”) means a system for updating, storing information, supervising, evaluating, analyzing, and publicizing information on nation-wide investment programs and projects utilizing state funding. The System consists of:
2. Digital signatures used in the professional information system: mean digital signatures issued by authentication service providers for Governmental digital signatures and serving Communist Party agencies, Governmental agencies, socio-political organizations. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4. General data on investment supervision and evaluation: means data under 8 schedules of Form No. 1 attached hereto. Chapter II INVESTMENT SUPERVISION AND EVALUATION REPORT FORM; ONLINE REPORTING AND MANAGING OPERATION OF INFORMATION SYSTEM FOR INVESTMENT SUPERVISION AND EVALUATION OF PROGRAMS AND PROJECTS UTILIZING STATE FUNDING Section 1. INVESTMENT SUPERVISION AND EVALUATION REPORT FORMS Article 4. Investment supervision and evaluation report forms 1. Annual investment supervision and overall evaluation report form: Form No. 1: Annual investment supervision and overall evaluation report form: 2. Supervision and evaluation forms for public investment projects and non-public investment projects utilizing state funding, including:
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dd) Form No. 6: Irregular report form;
dd) Form No. 10: Yearly supervision and evaluation summary report for investment projects under management. 3. Supervision and evaluation report forms for investment projects in public-private partnerships, including:
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4. Supervision and evaluation report forms for investment projects utilizing other funding sources, including:
dd) Form No. 17: Periodic supervision and evaluation form during use and operation (6-monthly, yearly);
... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 19: Community investment supervision report form. 6. In regard to projects that utilize multiple funding sources including state funding, report forms and policies shall conform to regulations applicable to public investment projects and non-public investment projects utilizing state funding. With respect to investment projects in public-private partnerships utilizing state funding, use schedules under Clause 3 of this Article. 7. In forms mentioned above, details expressed in italic font are instructional in nature and shall be elaborated by users on a case-by-case basis. Section 2. ONLINE REPORTING AND MANAGING OPERATION OF INFORMATION SYSTEM FOR SUPERVISION AND EVALUATION OF INVESTMENT PROGRAMS AND PROJECTS UTILIZING STATE FUNDING Article 5. Regulations on update and reporting of project developers, component project developers 1. If investment of programs and projects is approved: Update information of the programs and projects according to Decision on investment guidelines, Decision on investment in the System within 7 working days from the date on which investment guidelines and investment decisions are issued/approved. 2. During implementation:
... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4. Upload the following documents to the System within 7 working days from the date on the which the documents are approved, promulgated, issued by competent authority (documents uploaded to the System shall be color scanned from original copies or electronic copies bearing Governmental digital signatures), including:
dd) Evaluation result report;
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Report deadline shall conform to Point a Clause 11 Article 100 of Decree No. 29/2021/ND-CP. 6. On an annual basis, report data on investment supervision and overall evaluation on the Professional information system, including:
... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Report deadline shall conform to Point a Clause 11 Article 100 of Decree No. 29/2021/ND-CP. 7. Update of information and report on the Professional information system mentioned under Clauses 1, 2, 3, 4, 5, and 6 of this Article shall act as alternative to periodic physical report produced by project developers and component project developers in accordance with Decree No. 29/2021/ND-CP and this Circular. 8. Project developers and component project developers that fail to comply with reporting regulations under this Article shall be met with penalties in accordance with Article 103 of Decree No. 29/2021/ND-CP. Article 6. Regulations on report of ministries, central departments, local governments, and state-owned enterprises 1. On an annual basis, produce investment supervision and overall evaluation on the Professional information system, including:
2. Once local Resolutions on medium-term and annual public investment plans are approved, local governments shall upload the list and funding of each program, project utilizing local government budget on Professional information system. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1. Account registration
Register online at https://taikhoan.mpi.gov.vn
Log onto https://taikhoan.mpi.gov.vn, declare relevant information of program, project developers, and choose any of the followings: Method 1: Contact and request presiding authority to use their own account to verify registration information. Method 2: Print account registration after declaration, request head of the entity to verify (signature and seal), and send color scanned copies of the registration to [email protected]. 2. Account issuance
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dd) If user requests re-sending of password, the Ministry of Planning and Investment shall rely on registered information to re-send the password. 3. Account verification Registration system shall be connected to National population database which verifies registration information. 4. Account recall and suspension
5. Account security requirements ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents.
Article 8. Responsibilities of project developers and component project developers 1. Promptly and accurately update information and reports in accordance with Article 5 hereof. 2. On a quarterly basis, before the 10th of the first month of the next quarter (or February 10 of the next year in case of the 4th Quarter), verify as to whether data has been updated on the Professional information system. 3. Assume responsibility for information and data registered in the Professional information system and be held accountable in case of inaccurate report, information on investment within their management. 4. Assign officials to manage account usage Expedite and supervise implementation of account security requirements of user in accordance with Clause 5 Article 7 hereof. Article 9. Responsibilities of ministries, central departments, local governments, and state-owned enterprises 1. Verify registration information of subordinate authorities or project developers under their management in accordance with Point b Clause 1 Article 7 hereof. 2. Produce investment supervision and overall evaluation report in accordance with Article 6 hereof. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4. Expedite, supervise compliance with regulations on information and report update on the Professional information system of subordinate authorities or project developers under management. 5. Assign officials to manage account usage Expedite and supervise implementation of account security requirements of user in accordance with Clause 5 Article 7 hereof. Article 10. Responsibilities of entities affiliated to the Ministry of Planning and Investment 1. Information Technology and Digital Transformation Center shall
dd) provide training and guidelines on using the System on a nation-wide scale. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents.
- Consolidate information from investment supervision and overall evaluation data of ministries, central departments, local governments, and state-owned enterprises on the Professional information system. - Upload annual investment supervision and overall evaluation reports bearing seals or Governmental digital signatures on the Professional information system.
Chapter III ORGANIZING IMPLEMENTATION Article 11. Organizing implementation 1. This Circular comes into force from September 01, 2023. 2. This Circular replaces Circular No. 22/2015/TT-BKHDT dated December 18, 2015 of the Ministry of Planning and Investment and Circular No. 13/2016/TT-BKHDT dated September 26, 2016 of the Ministry of Planning and Investment. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. MINISTER Nguyen Chi Dung The Circular has been uploaded on the legislative document system of the Ministry of Planning and Investment Form No. 01 Annual investment supervision and overall evaluation report REPORTING AGENCY --- ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. No. /BCGSDT (Location and date) INVESTMENT SUPERVISION AND OVERALL EVALUATION REPORT (of the year ……) To: ……………………………………………
- Specify guiding documents promulgated during reporting period (document number, date of issue, excerpt). - Evaluate effectiveness and impact of guiding documents regarding investment management. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1. Procedures for producing, evaluating, and approving planning under their management. 2. Management of planning implementation. 3. Primary difficulties and proposed solutions. III. IMPLEMENTATION OF INVESTMENT CAPITAL PLAN (specify the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies and organizations; difficulties regarding policies, regulations, and proposed solutions). - Consolidated data on investment capital plan in the year; - Implementation of investment capital in the period (workload value of all funding sources); - Results of investment mobilization and disbursement in the period: - Capital construction outstanding debt (if any); - Waste and loss of investment (if any). ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. IV. MANAGEMENT OF PUBLIC INVESTMENT PROGRAMS (specify the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies and organizations; difficulties regarding policies, regulations, and proposed solutions). 1. Production, evaluation, and decision/amendments to program investment guidelines. 2. Production, evaluation, and decision/amendments to programs. 3. Implementation of the programs.
... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4. Primary difficulties and proposed solutions. (Attached Schedule 2)
1. Production, evaluation, decision/revision to investment guidelines. 2. Production, evaluation, decision on investment, and revision to projects. 3. Production, evaluation, and approval of technical design and estimates. 4. Implementation of the projects:
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dd) Difficulties and issues during project execution and handling thereof by competence;
5. Utilization and operation of finished projects. 6. Primary difficulties and proposed solutions. (Attached Schedules 3.1, 3.2, 7, and 8) VI. MANAGEMENT OF NON-PUBLIC INVESTMENT PROJECTS UTILIZING STATE FUNDING (specify the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies and organizations; difficulties regarding policies, regulations, and proposed solutions). 1. Implementation of investment projects: Production, evaluation, and approval of technical design and estimates; load and implementation schedule; work quality; changes during project execution. 2. Implementation of investment capital plan: funding mobilization of the project (state funding, equity, loan capital); disbursement (advance, advance repayment, payment); settlement of finished projects; capital construction outstanding debt (if any) and handling thereof. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4. Implementation of requirements relating to environmental protection, land use, resource and mineral use as per the law. 5. Implementation of regulations under documents approving investment guidelines, certificate of investment registration (if any), and decision on project investment. 6. Fulfillment of business and investment conditions with respect to projects in conditional business lines. 7. Implementation of investment incentives (if any). 8. Difficulties and issues that arise during implementation, utilization, operation of the projects and handling results. (Attached Schedules 3.1 and 8) VII. MANAGEMENT OF INVESTMENT PROJECTS IN PUBLIC-PRIVATE PARTNERSHIPS (specify the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies and organizations; difficulties regarding policies, regulations, and proposed solutions). 1. Project development and announcement. 2. Summary of contractor selection, negotiation and signing of project contracts. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4. Compliance with regulations on investment management of project contract signatories regarding execution of project contracts. 5. Implementation of settlement, utilization, and operation. 6. Difficulties and issues during project execution (if any) and handling thereof by competence. (Attached Schedules 4 and 8) VIII. MANAGEMENT OF INVESTMENT PROJECTS UTILIZING OTHER FUNDINGS (specify the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies and organizations; difficulties regarding policies, regulations, and proposed solutions). 1. Project execution schedule and project objective execution schedule. 2. Contribution schedule of investment, charter capital, legal capital (with respect to investment and business lines required to have legal capital). 3. Project utilization and operation: Results of business and investment activities, information on employment, submission to state budget, investment in research and development, financial situations of the enterprises and field-specific criteria. 4. Implementation of requirements relating to environmental protection, land use, resource and mineral use as per the law. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 6. Fulfillment of business and investment conditions with respect to projects in conditional business lines. 7. Implementation of investment incentives (if any). 8. Difficulties and issues that arise during implementation, utilization, operation of the projects and handling results. (Attached Schedules 5 and 8) IX. IMPLEMENTATION OF INVESTMENT SUPERVISION AND EVALUATION OF PROJECT DEVELOPERS AND STATE AUTHORITIES (state the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies, organizations; difficulties regarding policies and regulations, and proposed solutions). 1. Implementation of reporting regulations. 2. Quality assessment of reports. 3. Investment project inspection and evaluation results in the period. - Number of inspected projects; level of accomplishment relative to the plan (attach list of projects where investment decision is made by competent person and inspection of which is carried out by regulatory authorities); ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Primary discoveries following project inspection and evaluation. 4. Investment project inspection and evaluation plan in the next period (attach list of projects expected to be inspected, evaluated in the period). 5. General assessment regarding investment supervision and evaluation in the period. 6. Handling results following investment supervision and evaluation. 7. Primary difficulties and proposed solutions.
1. Implementation of investment supervision of the community: Training and advanced training; organization and operating expenditure; number of supervised projects; etc. 2. Implementation of reporting regulations of the Committees of Vietnamese Fatherland Front of all levels. 3. Quality assessment of reports. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents.
dd) Discovered actions that waste or lose funding, assets of the projects.
5. Handling results following community investment supervision. 6. Difficulties, issues, and proposed solutions. (Attached Schedule 6) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. XI. PROPOSITIONS AND RECOMMENDATIONS 1. Propositions regarding policies, regulations, direction of the Government, ministries, and central departments. 2. Propositions regarding organizing implementation. HEAD OF AGENCY (Signature and seal) Schedule 1 Implementation of investment capital in reporting period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. No. Details Annual capital plan (including those carried over from previous year) Repayment of capital construction outstanding debt Remaining capital construction outstanding debt Implementation in the period Disbursement in the period Total amount to be recovered, deducted1 (if any) Discovered losses and waste2 (if any) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Relative to annual capital plan (%) Value Relative to annual capital plan (%) (1) (2) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (4) (5)=(4)/(1) (6) (7) = (6)/(1) (8) (9) I Public investment plan ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Public investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1.1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Central government budget ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Local government budget ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1.2 ODA and concessional loans of foreign sponsors ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1.3 Other public investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Non-public investment state funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Other funding3 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3.1 Domestic ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3.2 Foreign ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Projects utilizing non-public investment state funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Other funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2.1 Domestic ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2.2 Foreign ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III Investment project in PPP ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 State funding in PPP projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1.1 Public investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1.2 Other state funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Equity ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Mobilized funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3.1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Foreign ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. IV Projects utilizing other funding (funding of domestic investors, foreign investment, etc.)4 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Domestic funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Foreign funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. V Total ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Public investment (I.1+III.1.1) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Non-public investment state funding (I.2+II.1 + III.1.2) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Other funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3.1 Domestic (I.3.1+II.2.1+III.3.1+IV.1) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3.2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 When investigation, examination, and audit have been carried out 2 Based on conclusion of competent authority. 3 Means funding that is non public-investment or non-public investment state funding and used in public investment projects 4 In regard to projects utilizing other funding sources: Only declare information in the following columns: column (1): specify total funding of new registered projects or added value of projects with revised investment in the year; column (4): implemented value; column (6): disbursement value; column (8) and column (9) (if any). Schedule 2 Consolidated data on public investment programs (of agency acting as program developer, component project developer, or project developer) No. Details ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Public investment programs where the Government, Prime Minister decides on investment guidelines Public investment programs where local government decides on investment guidelines I Program developer1 1 Number of programs ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Total plan funding (billion VND) 3 Implemented value (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Disbursement value (billion VND) II Component project developer2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of projects 2 Total plan funding (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Implemented value (billion VND) 4 Disbursement value (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III Project developer under program3 1 Number of projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Total plan funding (billion VND) 3 Implemented value (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Disbursement value (billion VND) _________________________ 1 Means agency, organization assigned to manage investment programs (with respect to national target programs, program developer means the authority in charge of overall management of the program); report data summary of all public investment programs under their management. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Means project developer implementing project in public investment program; reporting data summary of all projects where they act as project developer in all programs. Agencies shall declare data under sections I, II, and III corresponding to their roles in public investment programs. If an agency takes on multiple roles simultaneously (program developer, component project developer, and project developer under the program), they shall report data in all sections based on their roles. Schedule 3.1 Investment supervision and evaluation of investment projects utilizing state funding No. Details Total Public investment plan ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Total number National importance A B C Total number National importance A B ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (1)=(2)+(7) (2) (3) (4) (5) (6) (7) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (9) (10) (11) I Investment preparation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of projects with decided investment guidelines in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects decided for investment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of invested projects in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of new projects in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Number of projects whose investment supervision and evaluation report has been filed on the information system for supervision and evaluation in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Number of projects whose investment supervision and evaluation report has not been filed on the information system for supervision and evaluation in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Number of projects inspected in the period (by competent individuals issuing decision on investment and regulatory authorities) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 5 Number of projects evaluated in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 6 Number of projects with violations in investment projects discovered in the period (according to inspection, examination, audit conclusions) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Failing to conform to the planning ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Failing to approve within competence ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Failing to adhere to project evaluation procedures ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 7 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 8 Number of projects with losses and/or wastes discovered in the period (according to conclusion of competent authorities) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Total investment of projects with losses and/or wastes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Total amount of money lost/wasted ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 9 Number of projects behind schedule in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects behind schedule due to investment procedures ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects behind schedule due to premise clearance ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects behind schedule due to investors’ capability, project management boards’ capability, and/or contractors’ capability ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. d Number of projects behind schedule due to untimely funding allocation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. dd Number of projects behind schedule due to other reasons ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 10 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 11 Number of projects requiring amendment to investment decision in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects requiring revision to investment objectives, scale ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects requiring revision to investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c Number of projects requiring revision to investment schedule ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. d Number of projects requiring revision due to other causes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 12 Number of projects suspended due to various causes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects undergoing contractor selection in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Total number of contract packages undergoing contractor selection in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Direct contracting ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Competitive bidding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Other forms ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Total number of contract packages with violations to bidding procedures discovered in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Failing to bid in a law compliant manner ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Failing to sign contracts in a law compliant manner ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Ill Finalizing investment, transferring, bringing into use ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects with finalized investment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Total number of projects finished without being settled thus far ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Number of projects settled in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects entering into operation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects entering into operation and facing technical difficulties or failing to achieve effectiveness (if any) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c Number of projects for impact assessment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Note: - QTQG: Projects of national importance - Classify projects utilizing non-public investment state funding based on classification criteria of public investment projects. Schedule 3.2 Investment supervision and evaluation of public investment projects by funding sources No. Details Projects utilizing ODA and concessional loans of foreign sponsors ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Projects utilizing local government budget Projects utilizing other public investment funding Total QTQG A B C Total QTQG ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. B C Total QTQG A B C ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (1) (2) (3) (4) (5) (6) (7) (8) (9) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (11) (12) (13) (14) (15) (16) I Investment preparation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of projects with decided investment guidelines in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Number of projects decided for investment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of carried over projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of new projects in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Number of projects whose investment supervision and evaluation report has been filed on the Information system for investment supervision and evaluation in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Number of projects whose investment supervision and evaluation report has not been filed on the Information system for investment supervision and evaluation in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 5 Number of projects evaluated in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 6 Number of projects with violations in investment projects discovered in the period (according to inspection, examination, audit conclusions) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Failing to conform to the planning ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Failing to approve within competence ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 7 Number of projects with violations in quality control discovered in the period (according to applicable regulations on quality control) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 8 Number of projects with losses and/or wastes discovered in the period (according to conclusion of competent authorities) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Total investment of projects with losses and/or wastes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Total amount of money lost/wasted ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 9 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects behind schedule due to investment procedures ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects behind schedule due to premise clearance ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c Number of projects behind schedule due to investors’ capability, project management boards’ capability, and/or contractors’ capability ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. d Number of projects behind schedule due to untimely funding allocation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. dd ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 10 Number of projects requiring revision to investment guidelines in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 11 Number of projects requiring amendment to investment decision in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects requiring revision to investment objectives, scale ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects requiring revision to investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. d Number of projects requiring revision due to other causes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 12 Number of projects suspended due to various causes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 13 Number of projects undergoing contractor selection in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Total number of contract packages undergoing contractor selection in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Limited bidding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Competitive bidding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Other forms ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Total number of contract packages with violations to bidding procedures discovered in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Failing to sign contracts in a law compliant manner ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III Finalizing investment, transferring, bringing into use ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of projects with finalized investment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Total number of projects finished without being settled thus far ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Utilization and operation situations in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects entering into operation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects entering into operation and facing technical difficulties or failing to achieve effectiveness (if any) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c Number of projects for impact assessment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Note: If a project utilizes multiple funding sources (ODA, central government budget, local government budget, other public investment), all columns corresponding to used funding sources shall be filled in. For example: A project that utilizes both ODA and (domestic) central government budget, the project shall be summarized in both column (1) and column (6). ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Schedule 4 Investment supervision and evaluation of investment projects in PPP in the period No. Details Total By project groups (1) (2) (3) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. I Implementation of investment procedures 1 Number of projects with decided investment guidelines ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Number of projects with investment decisions ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Number of projects with selected investors a ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Competitive bidding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Number of projects with revised investment guidelines ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects with amended decision on investment 6 Number of projects entering into contracts ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of invested projects a Number of carried over projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of new projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Number of projects with investment supervision and evaluation report as per the law 3 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Number of projects evaluated ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 5 Number of projects with violations relating to investment procedures, quality control ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects with losses and/or wastes discovered in the period (according to conclusion of competent authorities) a Total investment of projects with losses and/or wastes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Total amount of money lost/wasted ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 7 Number of projects behind schedule a Number of projects behind schedule due to investment procedures ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Number of projects behind schedule due to premise clearance ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c Number of projects behind schedule due to investors’ capability, contractors’ capability d ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 8 Number of projects requiring revision ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects requiring revision to investment objectives, scale ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects requiring revision to investment c Number of projects requiring revision to investment schedule ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. d Number of projects requiring revision due to other causes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 9 Number of projects suspended due to various causes III Finalizing investment, transferring, bringing into use ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Number of projects with finalized investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Total number of projects finished without being settled thus far 3 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Operation ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Total number of projects entering into operation thus far ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects entering into operation and facing technical difficulties c Number of projects entering into operation and achieving low or non-existent effectiveness (if any) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Note: (1) Projects where investment guidelines are decided by the National Assembly. (2) Projects where investment guidelines are decided by the Prime Minister. (3) Projects where investment guidelines are decided by ministers, heads of central government authorities, other agencies in accordance with Clause 1 Article 5 of the Law on Public-Private Partnerships. (4) Projects where investment guidelines are decided by People’s Councils of provinces. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Investment supervision of projects utilizing other funding sources No. Details Total FDI projects Domestic projects (1) (2) (3) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (2) (3) 1 Number of projects with investment guidelines approved in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 Number of projects requiring revision to investment guidelines in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Number of projects with certificate of investment registration issued in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects with certificate of investment registration revised in the period 5 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Projects issued with certificate of investment registration ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Projects not issued with certificate of investment registration ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 6 Total investment registered (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Total investment registered thus far ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Total investment increased in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - New registered projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Projects registered for increased investment ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 7 Total investment implemented (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Total investment implemented thus far b ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Equity ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Loan capital ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Other legitimately mobilized funding ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 8 Number of projects inspected, evaluated in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 9 Number of projects with violations in investment management discovered in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 10 Number of projects with violations in environmental protection discovered in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 11 Number of projects with violations in land use discovered in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 12 Number of projects with violations in resource management discovered in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Number of projects with certificate of investment registration revoked in the period 14 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 15 Number of projects entering into operation in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Number of projects generating profits ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Submission to the budget (billion VND) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Note: (1): Projects where investment guidelines are approved by the National Assembly, Prime Minister. (2): Projects where investment guidelines are approved by People’s Committees of provinces. (3): Projects where investment guidelines are not required to be approved. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Summary of community investment supervision results of ………………… (Area) Year: …………… No. Details Total number of projects Where: Note Projects utilizing community funding and efforts; commune-level government budget; direct funding for commune-level government Public investment projects, projects utilizing non-public investment state funding, and investment projects in PPP ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 Total number of investment projects in the area 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Comply with regulations and law ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Contain violations ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Undetermined 3 Number of projects yet to be supervised by the community, in which: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Due to information withheld by agencies ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. b Due to information withheld by project developers c Other causes ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 4 Total number of projects with violations reported by the community: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. a Notice on handling results has been issued b ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. c Project developers have complied with the notice ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Schedule 7 LIST OF PROJECTS IN GROUPS A, B, C UTILIZING PUBLIC INVESTMENT (of the year ……) Unit: billion VND No. Name of project ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Total investment Funding sources (list all funding sources of the projects) Accumulated implemented value by the end of reporting year Accumulated disbursement by January 31 of the following year Capital plan of the next year (including those carried over) Investment supervision and evaluation report Discovered violations relating to investment procedures Discovered violations relating to quality control Total amount to be recovered, deducted8 (if any) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Behind schedule (1) (2) (3) (4) (5) (6) (7) (8) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (10) (11) (12) (13) (14) A NEW PROJECTS I ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Group B projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III Group C projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. CARRIED OVER PROJECTS I Group A projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Group B projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Group C projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. C PROJECTS WITH FINALIZED INVESTMENT IN THE PERIOD I Group A projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Group B projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III Group C projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Note: Columns (9), (10), (11), (13), and (14): tick an X where appropriate (if any). ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 8 When investigation, examination, and audit have been carried out 9 Based on conclusion of competent authority. Schedule 8 LIST OF PROJECTS OF NATIONAL IMPORTANCE (of the year ……) Unit: billion VND No. Name of project ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Total investment Funding sources (list all funding sources of the projects) Accumulated implemented value by the end of reporting year Accumulated disbursement by January 31 of the following year Capital plan of the next year (including those carried over) Investment supervision and evaluation report Discovered violations relating to investment procedures Discovered violations relating to quality control Total amount to be recovered, deducted10 (if any) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Behind schedule (1) (2) (3) (4) (5) (6) (7) (8) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (10) (11) (12) (13) (14) A PROJECTS OF NATIONAL IMPORTANCE I ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (…) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Carried over projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (…) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III Projects with finalized investment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (…) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. B PROJECTS FROM WHERE CRITERIA OF NATIONAL IMPORTANCE ARISE I Carried over projects 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Projects with finalized investment in the period ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Note: Columns (9), (10), (11), (13), and (14): tick an X where appropriate (if any). _________________________ 10 When investigation, examination, and audit have been carried out 11 Based on conclusion of competent authority. Form No. 02 Initial evaluation report of public investment project ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCDGDT (Location and date) INITIAL EVALUATION REPORT Project name: ……………… To: ……………………………………
1. Name of project: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3. Counseling organization: 4. Project objective: 5. Scale and capacity: 6. Primary investment contents/primary investment items: 7. Project location: 8. Land use area: 9. Project management form: 10. Timestamps of the project: - Number and approval date of investment decision: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. + Commencement date: + Ending date: 11. Total investment: 12. Investment funding sources: II. CONTENTS OF EVALUATION 1. Preparation, arrangement, and mobilization of resources to execute the project according to approved objectives and schedule. 2. New difficulties and issues that arise since date on which the project is approved. 3. Other relevant contents (if any). III. PROPOSITIONS ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. PROJECT DEVELOPER (Signature and seal) Form No. 03 Periodic supervision and evaluation report during investment stage of public investment projects and projects utilizing non-public investment state funding PRESIDING AGENCY PROJECT DEVELOPER --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. INVESTMENT SUPERVISION AND EVALUATION REPORT (6-monthly/annual) Project name: ……………………………… To: ……………………………………………
Specify details similar to those under Section 1 of Form No. 2. (Project information shall only be specified once in the initial report when investment decision is issued or when revision is made to the project information above) II. IMPLEMENTATION OF THE PROJECT 1. Implementation of the project: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1.2. Value of work load executed according to contract schedule: 1.3. Funding management and summary of disbursement results: 1.4. Quality of work load completed: (Describe quality of work load completed corresponding to value of work load in each stage that has been commissioned and paid for) 1.5. Other costs relating to the project: 1.6. Changes relating to project execution: 2. Project management: 2.1. Execution plan: (Specify master plan of each project management phase in order to achieve the required schedule) 2.2. Detail plan regarding project management: (Describe detail plan of each stage in regard to work load related to project management) 2.3. Results attained relative to the plan set forth and revise plan appropriate to the requirements: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3. Information processing and response: 3.1. Report information veracity: (Accuracy and adequacy of report information) 3.2. Report information processing: (Whether the processing of report information is timely in order to respond promptly and avoid further consequences of the project). 3.3. Handling results of difficulties and issues: (Specify results attained by handling of difficulties and issues during project execution). III. SELF REFLECTION AND EVALUATION REGARDING RESULTS OF PROJECT EXECUTION 1. Implementation of the project: 2. Project management: 3. Information processing and response: IV. PROPOSITIONS ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (Attached Schedule 9) PROJECT DEVELOPER (Signature and seal) Schedule 9 IMPLEMENTATION OF THE PROJECT PROJECT NAME: …………………… ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Location: ………………………………………… Total investment: ………………………………… Total estimates: ……………………………………… Capital plan in the year of the project: ……………………………………… Accumulated capital plan of the project: ………………………………… Unit: billion VND No. Work item/Contract package ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Funding sources Execution schedule During reporting period Accumulated implemented value Accumulated disbursement Total amount to be recovered, deducted12 (if any) Discovered losses and waste13 (if any) Estimated completion time Note ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Disbursement 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (…) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. _________________________ 12 When investigation, examination, and audit have been carried out 13 Based on conclusion of competent authority. Form No. 04 Mid-term/mid-phase evaluation report of public investment projects and projects utilizing non-public investment state funding PRESIDING AGENCY PROJECT DEVELOPER --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCDGDT ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. MID-TERM/MID-PHASE EVALUATION REPORT Project name: …………………… To: ……………………………………………
Specify details similar to those under Section I of Form No. 2. II. CONTENTS OF EVALUATION 1. Conformity of program, project execution results to investment objectives; 2. Level of completion of work load at the time of evaluation relative to approved plan. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III. PROPOSITIONS Propose necessary solutions, including revision to the program, project. PROJECT DEVELOPER (Signature and seal) Form No. 05 Supervision and evaluation report for adjustment of public investment projects and projects utilizing non-public investment state funding PRESIDING AGENCY PROJECT DEVELOPER --- ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. No. /BCGSDGDT (Location and date) SUPERVISION AND EVALUATION REPORT FOR REVISION TO INVESTMENT PROJECT Project name: ……………………………… To: ……………………………………………
Specify details similar to those under Section I of Form No. 2. II. IMPLEMENTATION OF THE PROJECT ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III. CONTENTS AND REASONS FOR REVISION - Legal basis for revising the project - Specify main details of project revision and parts of the project for revision - State reasons, causes, and responsibilities of relevant parties leading to project revision (in preparation, evaluation, approval, and organization of the project). IV. RE-EVALUATION OF REVISED PROJECT
Hereby request competent individual issuing investment decision or competent authority to support and assist in dealing with difficulties of the project (if any)./. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 06 Irregular evaluation report for public investment projects and projects utilizing non-public investment state funding COMPETENT INDIVIDUAL ISSUING INVESTMENT DECISION --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCDGDT (Location and date) IRREGULAR EVALUATION REPORT ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. To: ……………………………………………
Specify details similar to those under Section I of Form No. 2. II. CONTENTS OF EVALUATION 1. Conformity of program, project execution results to investment objectives by the time of evaluation. 2. Level of completion of work load at the time of evaluation relative to approved plan. 3. Unexpected circumstances (if any), causes of unexpected circumstances, and responsibilities of relevant agencies, organizations, and individuals. 4. Impact and level of impact of unexpected circumstances on program and project execution, completion viability of program and project objectives. III. PROPOSITIONS ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. COMPETENT INDIVIDUAL ISSUING INVESTMENT DECISION (Signature and seal) Form No. 07 Final investment supervision and evaluation report for public investment reports and projects utilizing non-public investment state funding PRESIDING AGENCY PROJECT DEVELOPER --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. FINAL INVESTMENT SUPERVISION AND EVALUATION REPORT Project name: …………………… To: ……………………………………………
Specify details similar to those under Section I of Form No. 2. II. CONTENTS OF EVALUATION 1. Summary project execution: Provide a brief summary of project execution, from investment preparation to finalization. 2. Summary of project results: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2.2. Implementation results regarding investment capital: Compare total investment according to investment decision and total implemented, disbursement value; primary adjustments to total investment of the project (if any); factors. 2.3. Factors affecting project implementation results 2.4. Briefly describe benefits brought about by the project to beneficiaries 2.5. Impact and sustainability of the project: Specify factors, maintain sustainability, and improve effectiveness of the project. 3. Lessons learned from organization of project execution and responsibilities of agencies, organizations, and individuals. III. PROPOSITIONS State propositions for improving effectiveness, sustainability, or rectifying drawbacks of the project. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 08 Periodic supervision and evaluation report during operation of public investment projects and projects utilizing non-public investment state funding PRESIDING AGENCY PROJECT USER ---- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) SUPERVISION AND EVALUATION REPORT DURING OPERATION PHASE ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Project name: …………………… To: ……………………………………………
Specify details as mentioned under Section I of Form No. 2 and only once in the initial report after the project has entered into operation. II. PROJECT OPERATION SITUATIONS 1. Economic-technical and operation situations of the project (specify economic-technical and operation situations of the projects, and compare to approved criteria in investment phase). 2. Sustainability; drawbacks, difficulties, and issues of the project (if any). 3. Manufacturing and business situations (for investment projects serving business purposes): - Employment situations (quantity, composition, education level) by the time of reporting. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Fulfillment of obligations to the budget (amount implemented during reporting period, amount accumulated by the time of reporting, amount payable, reasons for failure to pay in a timely manner). - Profit (amount gained during reporting period, amount accumulated by the time of reporting). III. PROPOSITIONS Hereby request competent individual issuing investment decision or competent authority to support and assist in dealing with difficulties of the project (if any)./. USER (Signature and seal) Form No. 09 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. ASSESSING BODY --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) IMPACT ASSESSMENT REPORT Project name: …………………… To: ……………………………………………
... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II. CONTENTS OF EVALUATION 1. Operating economic-technical situations. 2. Socio-economic impact. 3. Environment and ecosystem impact. 4. Sustainability of the project. 5. Lessons learned from investment guidelines, investment decision, project operation; responsibilities of counseling organizations, presiding agencies, project developers, competent individuals issuing investment guideline decisions, investment decisions, and relevant agencies, organizations, and individuals. III. PROPOSITIONS State propositions and recommendations for the project. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. HEAD OF ASSESSING BODY (Signature and seal) Form No. 10 Summary report on supervision and evaluation of public investments and projects utilizing non-public investment state funding in the year PRESIDING AGENCY PROJECT DEVELOPER --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (of the year ……) To: ……………………………………………
- Consolidated data on investment plan in the year; - Implementation of investment capital in the period (workload value of all funding sources); - Results of investment mobilization and disbursement in the period: - Capital construction outstanding debt (if any); - Waste and loss of investment (if any). (Attached Schedule 1 of Form No. 1) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1. Production, evaluation, decision/revision to investment guidelines. 2. Production, evaluation, decision on investment, and revision to projects. 3. Production, evaluation, and approval of technical design and estimates. 4. Implementation of the projects:
dd) Difficulties and issues during project execution and handling thereof by competence; ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 5. Utilization and operation of finished projects. 6. Primary difficulties and proposed solutions. (Attached Schedules No. 3.1, 3.2, 7, and 8 of Form No. 1) III. MANAGEMENT OF NON-PUBLIC INVESTMENT PROJECTS UTILIZING STATE FUNDING (specify the situation and implementation results, advantages, disadvantages, causes, and responsibilities of relevant agencies and organizations; difficulties regarding policies, regulations, and proposed solutions). 1. Implementation of investment projects: Production, evaluation, and approval of technical design and estimates; load and implementation progress; work quality; changes during project execution. 2. Implementation of investment capital plan: funding mobilization of the project (state funding, equity, loan capital); disbursement (advance, advance repayment, payment); settlement of finished projects; capital construction outstanding debt (if any) and handling thereof. 3. Project utilization and operation: Results of business and investment activities, information on employment, submission to state budget, investment in research and development, financial situations of the enterprises and field-specific criteria. 4. Implementation of requirements relating to environmental protection, land use, resource and mineral use as per the law. 5. Implementation of regulations under documents approving investment guidelines, certificate of investment registration (if any), and decision on project investment. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 7. Implementation of investment incentives (if any). 8. Difficulties and issues that arise during implementation, utilization, operation of the projects and handling results. (Attached Schedule 3.1 and Schedule 8 of Form No. 1) IV. PROPOSITIONS AND RECOMMENDATIONS 1. Propositions regarding policies, regulations, direction of the Government, ministries, and central departments. 2. Propositions regarding organizing implementation. PROJECT DEVELOPER (Signature and seal) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 11 Periodic supervision and evaluation report during investment phase for investment projects in PPPs INVESTOR --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) SUPERVISION AND EVALUATION REPORT ON INVESTMENT (6-monthy/yearly) Project name: ……………………………… ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents.
1. Name of project: 2. Investor: 3. Competent state authority: 4. Counseling organization: 5. Project objective and scale: 6. Primary investment/primary investment work items: 7. Project location: 8. Land use area: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 10. Timestamps of project: - Project execution time: + Commencement time: + Investment finalization and structure operation time: - Expected time of transfer: 11. Investment decision: number, date of issue, approving body. 12. Total investment 13. Composition of investment funding sources: - State funding in the project: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 14. Financial solutions: 15. Information on project enterprise: - Name of the enterprise: - Business registration certificate (number, date of issue, issuing body): - Charter capital: - Legal representative: (This shall only be declared once in the initial report when the project is commenced or decision on revision to the project or contract which changes project information is issued) II. IMPLEMENTATION OF THE PROJECT 1. Project progress (specify progress of primary tasks of the project; estimate work load implemented in the period, accumulated from the beginning of the year, from the beginning of the project, and compare those to the plan). ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3. Disbursement (specify funding disbursement in the period; accumulated from the beginning of the year and from the beginning of the project by funding sources; compare those to the plan). 4. Implementation of requirements pertaining to environmental protection, land use, and use of natural resources and minerals. 5. Implementation of project contracts. 6. Difficulties that arise during implementation (if any). III. PROPOSITIONS Hereby requests competent authority to provide support and assist in dealing with difficulties, issues of the project./. INVESTOR (Signature and seal) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 12 Periodic supervision and evaluation report during operation of investment projects in PPP INVESTOR --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) SUPERVISION AND EVALUATION REPORT DURING OPERATION PHASE Project name: ……………………………… ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. To: ……………………………………………
Specify details as mentioned under Section I of Form No. 11 and only once in the initial report after the project has entered into operation. II. PROJECT OPERATION SITUATIONS 1. Economic-technical and operation situations of the project (specify economic-technical and operation situations of the projects, and compare to approved criteria in investment phase). 2. Business situations of project enterprise: - Employment situations (quantity, composition, education level) by the time of reporting. - Fulfillment of obligations to employees (salaries, insurance, allowance, social benefits, etc.). - Fulfillment of obligations to the budget (amount implemented during reporting period, amount accumulated by the time of reporting, amount payable, reasons for failure to pay in a timely manner). ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Annual revenues, revenues accumulated by the time of reporting, debt repayment of equity, loan capital, etc. and compare to financial solutions under signed contracts. - Profit (amount gained during reporting period, amount accumulated by the time of reporting). - Overview on enterprise finance (current liabilities, long-term liabilities, etc. analyze and compare to those in the previous reporting period). 3. Disadvantages, difficulties, and issues of the project (if any). III. PROPOSITIONS Hereby requests competent individual issuing investment decision or competent authority to support or provide assistance in dealing with difficulties of the project (if any)./. INVESTOR (Signature and seal) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 13 Periodic supervision and evaluation report during investment phase of projects utilizing other funding sources INVESTOR --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) INVESTMENT SUPERVISION AND EVALUATION REPORT (6-monthly/annual) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. To: ……………………………………………
1. Investor
- Name of investor: - Head office address, phone number, email: - Contributed funding amount and percentage:
- Name of investor: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Contributed funding amount and percentage: 2. Economic organization (project enterprise): - Name of the enterprise: - Trading information (address, phone number, email address, etc.): - Business registration (number, date, place of issue): - Information on legal representative: - Charter capital: - Legal capital (if any): 3. Investment project: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Location - Written approval of investment guidelines/Investment registration certificate (if any): - Land use area: - Objectives and goals: - Total investment, funding sources: - Operating period and progress of the project: - Investment incentives, aids and conditions (if any): - Conditions applied to investors executing the project (if any): (This information shall only be declared once when the project is commenced or when the project is revised where project information changes). ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1. Project execution schedule and project objective execution schedule: - Project preparation schedule: - Land allocation: - Capital construction schedule (if any): - Schedule of procurement of machinery, equipment, installation and test operation (if any): - Implementation progress of work items and investment phases (if any): - Manufacturing, business, and service provision progress: - Implementation schedule of investment objectives: 2. Contribution schedule of investment, charter capital, legal capital (if any): ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. No. Type of funding Contributed funding in the period Contributed funding accumulated at the time of reporting 1 Investment 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 3 Legal capital (if any)
No. Funding sources ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Contributed funding accumulated at the time of reporting 1 Equity 2 Loan capital from credit institutions ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Other mobilized funding sources Plus 3. Implementation of regulations on relevant issues: - Regarding the use of land and other resources: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Fulfillment of business and investment conditions with respect to projects in conditional business lines: - Fulfillment of regulations under written approval of investment guidelines and investment registration certificate (if any). 4. Implementation of investment incentives (if any). 5. Difficulties and issues in project execution (if any). III. PROPOSITIONS Hereby requests competent authority to provide support and assist in dealing with difficulties, issues of the project./. INVESTOR (Signature and seal) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 14 Irregular evaluation report for investment project utilizing other funding sources INVESTMENT REGISTRATION BODY/INVESTMENT REGULATORY AUTHORITY --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCDGDT (Location and date) IRREGULAR EVALUATION REPORT Project name: …………………… ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents.
Specify details similar to those under Section I of Form No. 13. II. EVALUATION CONTENTS 1. Conformity of project results to investment objectives. 2. Level of work load completion relative to that required under written approval of investment guidelines, investment registration certificate (if any). 3. Unexpected circumstances (if any) and causes. 4. Effect of unexpected circumstances on project execution and project objective completion. III. PROPOSITIONS AND RECOMMENDATIONS State propositions and recommendations. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. INVESTMENT REGISTRATION BODY/INVESTMENT REGULATORY AUTHORITY (Signature and seal) Form No. 15 Supervision and evaluation report for revision of investment projects utilizing other funding sources INVESTOR --- SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCGSDGDT (Location and date) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. SUPERVISION AND EVALUATION REPORT FOR REVISION TO INVESTMENT PROJECT Project name: …………………… To: ……………………………………………
Specify details similar to those under Section I of Form No. 13. II. IMPLEMENTATION OF THE PROJECT Produce detail report regarding project execution up to the time of applying for project revision (regarding load, implemented value, disbursement value of each investment work item, etc.). III. CONTENTS AND REASONS FOR REVISION - Specify legal basis for project revision. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - State reasons, causes, and responsibilities of relevant parties leading to project revision (in preparation, evaluation, approval, and organization of the project). IV. RE-EVALUATION OF REVISED PROJECT
Hereby requests competent individual issuing investment decision or competent authority to support or provide assistance in dealing with difficulties of the project (if any)./. INVESTOR (Signature and seal) Form No. 16 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. INVESTOR/ECONOMIC ORGANIZATION EXECUTING THE PROJECT SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCDGDT (Location and date) FINAL EVALUATION REPORT Project name: …………………… To: …………………………………………… ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Specify details similar to those under Section 1 of Form No. 13. II. EVALUATION CONTENTS 1. Evaluate objective implementation results (evaluate attained results compared to initial plan; specify difficulties during project execution which lead to failure to attain initial plan, other than business objectives): - Objectives relating to project development, creation, enterprise: - Objectives regarding scale: - Other objectives: 2. Evaluate resource mobilization results (evaluate attained results compared to initial plan; specify difficulties during project execution which lead to failure to attain objectives under initial plan): - Financial resources (equity, loan capital, and other mobilized funding, etc.): - Ingredient resources: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Labor, intellect, technology resources: - Resources relating to technical infrastructures such as: electricity, water, traffic, etc. - Other resources: 3. Evaluate implementation schedule (evaluate attained results compared to initial plan; specify difficulties during project execution which lead to failure to attain objectives under initial plan. Especially difficulties relating to policies, regulations, administrative procedures, etc.; cooperation between investors and authorities, cooperation between regulatory authorities.) : - Project preparation schedule: - Premise clearance schedule: - Construction schedule: - Schedule of procurement of machinery and equipment, installation, and test operation; - Funding mobilization: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III. PROPOSITIONS Hereby requests competent regulatory authorities to support and assist in dealing with difficulties of the project (if any)./. INVESTOR/ECONOMIC ORGANIZATION EXECUTING THE PROJECT (Signature and seal) Form No. 17 Periodic supervision and evaluation report during operation phase of investment project utilizing other funding sources INVESTOR -- ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. No. /BCGSDGDT (Location and date) SUPERVISION AND EVALUATION REPORT DURING OPERATION PHASE (6-monthly/annual) Project name: ………………………… To: ……………………………………………
Specify in accordance with Section I Form No. 13 and only once in the initial reporting period when the project has entered into operation. ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1. Manufacturing and business situations: - Employment (quantity, compositions, education level) at the time of reporting. - Fulfillment of obligations to employees (salaries, insurance, allowance, social benefits, etc.). - Fulfillment of obligations to the budget (amount paid during reporting period, amount accumulated as of the time of reporting, amount payable, reasons for failure to pay). - Profit (amount gained during reporting period, amount accumulated as of the time of reporting). - Overview on enterprise financial situations (current liabilities, long-term liabilities, etc., analyze and compare to those in the previous reporting period). 2. Implementation of regulations relevant issues: - Regarding use of land and other resources: - Regarding environmental protection and fire safety requirements: ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. - Fulfillment of regulations under written approval of investment guidelines and investment registration certificate (if any). 3. Implementation of investment incentives (if any) 4. Disadvantages and difficulties of the project (if any) III. PROPOSITIONS Hereby requests competent regulatory authorities to support and assist in dealing with difficulties of the project (if any)./. INVESTOR (Signature and seal) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Impact assessment report for investment project utilizing other funding sources INVESTMENT REGISTRATION BODY/INVESTMENT REGULATORY AUTHORITY - SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness ---- No. /BCDGDT (Location and date) IMPACT ASSESSMENT REPORT Project name: ………………………… To: …………………………………………… ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Specify in accordance with Section 1 of Form No. 13. II. EVALUATION CONTENTS 1. Project operation situations. 2. Socio-economic impact and effect of the project. III. PROPOSITIONS AND RECOMMENDATIONS Specify recommendations and propositions for the project. INVESTMENT REGISTRATION BODY/INVESTMENT REGULATORY AUTHORITY (Signature and seal) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Form No. 19: Community investment supervision report form Name of investment supervisory board of commune community (… Quarter/year …) To: …………………………………………… No. Name of project Conformity of decision on investment guidelines, investment decision with investment plan and planning in the commune Compliance of project developers with regulations on: land boundaries and use; detail premise planning, architecture and construction solutions; waste handling, environmental protection; compensation, premise clearance, relocation solutions, investment schedule and plans Implementation and schedule of programs, projects ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Discovered actions that waste or lose capital, assets of the projects Inspection of transparency and openness during project investment Monitoring and inspection of compliance of contractors with technical procedures, regulations, material norms, material types as per the law Monitoring and inspection of construction commissioning and settlement results (1) (2) (3) (4) (5) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (7) (8) (9) (10) I Projects utilizing community funding and efforts, commune-level government budget, funding for the commune 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (…) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. II Projects in PPP, projects utilizing state funding (other than those under Section I) 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. III ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 1 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. 2 ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. (...) ... ... ... Please sign up or sign in to your TVPL Pro Membership to see English documents. Community supervisory board of ………… commune Note: Tick an x in categories that have been supervised; in which: - Projects under Section I shall have all their categories supervised. - Projects under Section II shall have their categories (3), (4), (5), (6), (7), and (8) supervised. |
